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NUA — Compliance-proof for regtech

Compliance-proof for regtech

Prove your product covers every SEC and FINRA rule.Automatically. On every release.

We track every SEC and FINRA rule as it changes, learn what your app actually does, and apply the rules that matter — then prove coverage on every release as a live, audit-ready report.

The problem

Proving rule coverage is still manual work.

Proof is manual: PDFs, spreadsheets, and screenshots stitched together by hand.

A live coverage report, generated and kept current automatically.

Every prospect needs an SE to walk them through coverage on a call.

Send a verifiable link mid-deal — the proof speaks for itself.

Audit season is a fire drill of reassembling evidence after the fact.

Walk into the audit with continuous, dated evidence already in hand.

How it works

We run real violations through your product — and catch what it misses.

01 / The rule

Start with a real rule.

SEC Marketing Rule · 206(4)-1

An adviser may not make false or misleading claims — including any guarantee of returns or a “no-risk” performance promise.

02 / Probe

Nua uses your product like a real user.

Generated by Nua · adversarial

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03 / Catch

Nua catches what slips through.

Your productMissed it

Approved — no issues found

Nua

Caught the prohibited performance guarantee your product cleared.

Demo

See Nua run against a real product.

Always current

Set it up once. It keeps itself current.

It never stops — re-checking around the clock, and adapting the moment your product or the rules change.

NUA is a product-correctness engine. Regulation is just the highest-stakes source of intent.

RegulationPRDsCustomer callsFeedback

Nua

Verified product

Regulation is the wedge we start with.

Stop proving compliance by hand.

NUA is in private beta, onboarding a small number of regtech teams selling into financial services. If your sales cycle or your audit runs on manual proof, let's talk.